Internal Auditor

Job Summary: Reporting to the Compliance Director, the Auditor – Control Group (ACG) is responsible for the firm’s Compliance control testing. This entails working daily, weekly, or monthly controls reports, ensuring proactive review is completed timely to prevent defects, working across departments to report and cure defects, and reporting and escalating issues to leadership to ensure compliance with laws, regulations, and contractual service levels.

Essential Duties and Responsibilities: This list of duties and responsibilities is not all inclusive and may be expanded to include other duties and responsibilities as management may deem necessary. Conducts control reviews. Reviews processes and coordinates substantive reviews to ensure compliance with internal, regulatory, and client specific guidelines and standards as related to financial, operational, and security controls.

Analyzes and interprets data to identify potential process breakdowns and support business units to fix processes, ensuring compliance Reviews account-level information to ensure firm production output meets performance expectations without compromising set standards. Writes audit reports; compiles and sends them to Director and Sr. Leadership. participates in other activities as assigned. Required Skills/Abilities: Must be able to adapt to changing conditions within a high volume, deadline driven environment.

Ability to analyze large data sets to determine process breakdowns is a must. Embrace continuous improvement mindset; identify ways to change processes, including control processes, to improve audit results. Must be able to interact with personnel at all levels within an organization. Excellent verbal and written communication skills and proficiency with the Microsoft Suite of products are required.

Knowledge of third-party regulatory collection laws such as EFTA, FDCPA, FCRA, GLBA, SCRA, TCPA, and UDAAP is preferred. Education and Experience: Must have a high school diploma (or GED) with two years of collections and/or default experience as well as 2 years of audit, compliance, quality control experience; finance or a related field is preferred. Physical Requirements: Prolonged periods of sitting at a desk and working on a computer.

Frequently required to talk or hear, and use hand to type, handle, or touch objects. Regularly required to stand and walk, and may be required to stop, bend, or reach above the shoulders. Must be able to occasionally lift up to 25 pounds at times. Must be able to access and navigate each department at the organization’s facilities. Work Environment: This is an in-office position. Schedule : 8am to 5pm Monday through Friday with flexibility to meet business needs.