Compliance Associate - Global Investments (A+ Mentorship)

We are working on a confidential search for a Compliance Associate to join the compliance team of a well-established asset manager. This is a great opportunity for someone with compliance, audit, legal, public accounting, or related experience who wants to build a career in investment management compliance. The firm is a registered investment adviser, so the role will offer exposure to SEC compliance, internal policies and procedures, regulatory filings, compliance testing, employee certifications, and cross-functional projects across the business.

The team is collaborative, professional, and highly visible within the firm. This person will report to a Compliance Manager, with additional exposure to the CCO, and will work closely with colleagues across investor relations, accounting, technology, operations, legal, and other internal groups. Highlights Opportunity to join an established real estate investment management platform with a long track record across core, core-plus, value-add, and separate/advisory account strategies.

Role will support the firm’s broader compliance program, including policies and procedures, compliance monitoring, testing, regulatory filings, employee certifications, and internal compliance initiatives. Exposure to regulatory filings and requests such as Form ADV, Form PF, Form SHL, Form SLT, and related compliance deliverables. Hands-on involvement with the firm’s compliance software platform, including areas such as personal trading, gifts and entertainment, outside business activity, political contributions, and periodic certifications.

Great opportunity for someone familiar with, or interested in learning more about, the Investment Advisers Act of 1940 and the regulatory environment for registered investment advisers. Regulatory exposure to SEC, FINRA, CFTC/NFA, ERISA, private funds, or investment adviser compliance is a plus, but not required. Compensation includes a competitive base salary depending on experience, 10%+ target annual bonus, profit sharing, 100% company-paid medical/dental/vision premiums, additional healthcare reimbursement support, complimentary MBTA pass, parental leave, long-term disability, life insurance, and other strong benefits Origin Staffing is a specialized recruiting firm delivering high-impact direct-hire solutions across Accounting, Finance, Audit, Tax, Advisory, and Business Transformation.

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